Quantifying the Benefits and Harms of Screening Mammography
ABSTRACT
ABSTRACT
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METHODOLOGICAL APPROACH: GENERAL PRINCIPLES
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HOW MANY BREAST CANCER DEATHS ARE AVOIDED BY SCREENING MAMMOGRAPHY?
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HOW MANY FALSE ALARMS ARE CAUSED BY SCREENING MAMMOGRAPHY?
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HOW MANY WOMEN ARE OVERDIAGNOSED BECAUSE OF SCREENING MAMMOGRAPHY?
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PERSPECTIVE AND LIMITATIONS
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CONCLUSIONS
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ARTICLE INFORMATION
|
REFERENCES
Like
all early detection strategies, screening mammography involves
trade-offs. If women are to truly participate in the decision of whether
or not to be screened, they need some quantification of its benefits
and harms. Providing such information is a challenging task, however,
given the uncertainty—and underlying professional disagreement—about the
data. In this article, we attempt to bound this uncertainty by
providing a range of estimates—optimistic and pessimistic—on the
absolute frequency of 3 outcomes important to the mammography decision:
breast cancer deaths avoided, false alarms, and overdiagnosis. Among
1000 US women aged 50 years who are screened annually for a decade, 0.3
to 3.2 will avoid a breast cancer death, 490 to 670 will have at least 1
false alarm, and 3 to 14 will be overdiagnosed and treated needlessly.
We hope that these ranges help women to make a decision: either to feel
comfortable about their decision to pursue screening or to feel equally
comfortable about their decision not to pursue screening. For the
remainder, we hope it helps start a conversation about where additional
precision is most needed.
Cancer
screening involves trade-offs. Screening offers the potential benefit
of avoiding advanced cancer and subsequent cancer death. It also
produces the harms of false alarms, overdiagnosis, and unnecessary
treatment. Because different individuals value these benefits and harms
differently, there is no single calculation to answer the question of
what to do. Instead, each of us needs information about both the
benefits and harms to arrive at our own decision.
Simply
knowing that there are benefits and harms to screening is not
sufficient to make the decision; information about their relative
magnitude is essential. If 100 people benefit by avoiding a cancer death
at the expense of the harms of 50 false alarms and 10 overdiagnoses
with the ensuing unnecessary treatments, then the decision is easy.
However, if for the same harms, the benefit is only 1 person avoiding a
cancer death, the decision may be considerably more difficult. In this
article we quantify the benefit-harm trade-off for screening
mammography.
METHODOLOGICAL APPROACH: GENERAL PRINCIPLES
ABSTRACT
|
METHODOLOGICAL APPROACH: GENERAL PRINCIPLES
|
HOW MANY BREAST CANCER DEATHS ARE AVOIDED BY SCREENING MAMMOGRAPHY?
|
HOW MANY FALSE ALARMS ARE CAUSED BY SCREENING MAMMOGRAPHY?
|
HOW MANY WOMEN ARE OVERDIAGNOSED BECAUSE OF SCREENING MAMMOGRAPHY?
|
PERSPECTIVE AND LIMITATIONS
|
CONCLUSIONS
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ARTICLE INFORMATION
|
REFERENCES
Our
goal was to produce simple tables that convey the relative magnitude of
the benefits and harms of screening mammography. We focus on
quantifying 3 outcomes related to screening mammography for women aged
40, 50, and 60 years: reduction in breast cancer death, false-positive
results (including subsequent biopsies), and overdiagnosis. We do not
estimate the benefit of avoiding metastatic disease or the harm of
unnecessary treatment. Fortunately, these 2 outcomes closely mirror
those we do quantify: more than 80% of women diagnosed as having
metastatic disease die from breast cancer, and more than 90% of women
diagnosed as having breast cancer are treated.1
We
quantify these outcomes in terms of 1000 women screened annually for 10
years, which is long enough for benefit to accrue and short enough to
be contemplated by an individual.
At
the outset, we acknowledge there is no single “right” number to
describe the magnitude of either the benefits or harms of screening
mammography. There are many sources of variability, such as statistical
uncertainty as well as heterogeneity of the populations studied, the
mammography intervention itself (eg, frequency of screening and the
radiologist’s diagnostic threshold), and the methods and assumptions
investigators use to assess the effects of screening. While it is
tempting to provide a “best” estimate, we believe that doing so would
convey a false sense of certainty and thus be misleading.
Our
approach is to convey uncertainty using a range, involving both a lower
and upper bound. We sought published data to identify the extreme
values for each of the 3 outcomes. We strive to make our method simple
and transparent (for our 4 Tables and Figure presented herein,
interactive spreadsheet versions [Table Calculators] are available in Supplement 1)
so that readers who believe they know the single right number (eg, for
mortality reduction or rate of overdiagnosis) can quickly recalculate
the benefit-harm trade-off. Because our interest is to convey the order
of magnitude, not a precise estimate, numbers have been rounded (down
for lower bound and up for upper bound).
HOW MANY BREAST CANCER DEATHS ARE AVOIDED BY SCREENING MAMMOGRAPHY?
ABSTRACT
|
METHODOLOGICAL APPROACH: GENERAL PRINCIPLES
|
HOW MANY BREAST CANCER DEATHS ARE AVOIDED BY SCREENING MAMMOGRAPHY?
|
HOW MANY FALSE ALARMS ARE CAUSED BY SCREENING MAMMOGRAPHY?
|
HOW MANY WOMEN ARE OVERDIAGNOSED BECAUSE OF SCREENING MAMMOGRAPHY?
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PERSPECTIVE AND LIMITATIONS
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CONCLUSIONS
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ARTICLE INFORMATION
|
REFERENCES
Upper-Bound Estimate
Of the 9 randomized trials of screening mammography, the Swedish Two-County Trial is typically viewed as the most optimistic.7,8
Our high estimate for the number of breast cancer deaths avoided thus
comes from the recent 30-year follow-up of this trial, in which 45
geographic clusters of women were randomized to screening vs control.9
The most favorable relative risk reduction in breast cancer mortality
over the period was 31%, with a screening adherence rate of 85%.
Therefore the estimated breast cancer mortality reduction for those
attending screening was 36% (≈0.31/0.85).10
Lower-Bound Estimate
Whether
any of the randomized trials are still relevant, however, is in
question, given substantial improvements in breast cancer treatment.13
Epidemiologic evidence demonstrates that the timing of introduction of
screening in geographically similar regions has little bearing on
ongoing trends of declining breast cancer mortality.14,15
These epidemiologic data may better reflect the effectiveness of
current treatment and suggest that screening itself has little or no
effect on breast cancer mortality.
While
we believe that a lower-bound estimate of no mortality reduction could
be justified, we find it implausible that no woman is helped by
screening. Thus we opt for a more optimistic—and admittedly
arbitrary—lower bound of a 5% mortality reduction. Readers who believe
no effect is the more correct estimate can easily substitute 0 as their
lower bound.
Our
aim is to translate these relative risk reductions into absolute risk
reductions for a 10-year course of screening mammography. One might
expect, however, that a 10-year course of screening might provide some
benefit beyond 10 years if a cancer detected early in year 9 does not
show up as an averted death until year 12. We make the assumption that a
10-year course of mammography results in mortality reduction extending
15 years. This assumption favors screening because it assumes that the
benefit is not delayed at the front end; instead, the reduction in death
appears with the first mammogram.
To translate a relative risk reduction into absolute risk reduction requires knowing the risk of breast cancer death in women not
exposed to screening. The 15-year risk of breast cancer death in the
United States is obtained from the Surveillance Epidemiology and End
Results (SEER) data: in 2007-2009, for women aged 50 years it is 6.45
per 1000.1
However, this rate includes both women who are screened and those who
are not screened for breast cancer. The risk of breast cancer death
among women screened and not screened can be calculated, given that the
overall risk is the average of the two, weighted by the size of the 2
groups:
Overall
Risk of Breast Cancer Death = (% Screened × Risk of Death Among Those
Screened) + (% Not Screened × Risk of Death Among Those Not Screened).
Table 1
illustrates these calculations. It begins with the absolute risk of
dying in the next 15 years for women aged 40, 50, and 60 years obtained
from SEER (2007-2009)1
and either the upper or lower bound of the relative mortality
reduction. We used the 2008 National Health Interview Survey (NHIS) to
determine the proportion of women in each age group who regularly
undergo screening.16
We then calculated the 15-year risk of death both with and without
screening. The absolute risk reduction is simply the difference in these
rates. For women aged 50 years who undergo annual screening mammography
for 10 years, the upper bound on mortality reduction is 3.2 per 1000
women and the lower bound is 0.3 per 1000.
HOW MANY FALSE ALARMS ARE CAUSED BY SCREENING MAMMOGRAPHY?
ABSTRACT
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METHODOLOGICAL APPROACH: GENERAL PRINCIPLES
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HOW MANY BREAST CANCER DEATHS ARE AVOIDED BY SCREENING MAMMOGRAPHY?
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HOW MANY FALSE ALARMS ARE CAUSED BY SCREENING MAMMOGRAPHY?
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HOW MANY WOMEN ARE OVERDIAGNOSED BECAUSE OF SCREENING MAMMOGRAPHY?
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PERSPECTIVE AND LIMITATIONS
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CONCLUSIONS
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ARTICLE INFORMATION
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REFERENCES
We
sought data on false-positive mammograms (those that require repeated
or “recall” mammography) and subsequent biopsies. We conducted a
systematic Medline search (May 9, 2013) designed with a medical
librarian that identified 761 articles containing both the concepts of
mammography and false positives (for search terms, see the eAppendix in Supplement 2).
Seven articles met our inclusion criteria, which included the
following: 10-year risk estimate based on at least 10 years of data,
study population of US women, and not a decision model.5,6,17- 21 Of these, only 2 reported data in our target age decades (40s, 50s, and 60s).5,20
We based our estimates on the 2011 study by Hubbard et al5
because it provides the most recent data for women in their 40s and
50s; reflects a large, geographically diverse sample with almost 170 000
American women; includes 1000 radiologists from 2 major cities and 5
states; and provides both lower- and upper-bound estimates as a function
of a well-documented source of variation in the false-positive rate,
the radiologist’s diagnostic threshold.22- 24 While an older study18
provided similar data, the upper and lower bounds were extreme because
they were based on the unlikely scenario that a woman would have all
of her annual mammograms read by a radiologist with the same diagnostic
threshold. For our purposes, it seemed more realistic to imagine a
woman going to an imaging center with a below- or above-average
diagnostic threshold, so we used the categorization in the article by
Hubbard et al5 (radiologists in the 25th and 75th percentile for recall rates) for our lower and upper bound estimates.
Our data come from Table 4 (false-positive recall) and Table 5 (false-positive biopsy) in the article by Hubbard et al.5
In each age group we focus on the most prevalent American College of
Radiology BI-RADS category of breast density: for women in their 40s,
BI-RADS 3 (heterogeneously dense breast tissue) and for women in their
50s, BI-RADS 2 (scattered fibroglandular densities). Our lower bound
reflects a woman whose mammograms are being read over a decade by a
radiologist with a high diagnostic threshold (recall rate in the 25th
percentile); our upper bound reflects a woman a whose mammograms are
being read by a radiologist with a low diagnostic threshold (recall rate
in the 75th percentile). For women aged 50 years, these probabilities
are 490 to 670 per 1000 for false-positive recall and 70 to 100 per 1000
for false-positive biopsy (Table 2).
Table 2 also shows our approach to estimate the risks for women starting at age 60 years (not available in the article by Hubbard et al5)
by using the ratio of false-positive results in women in their 60s
relative to women in their 50s observed earlier in the same data source.20
We multiplied this ratio by the aforementioned probabilities for women
aged 50 years to estimate the cumulative probabilities for women aged 60
years. The bounds of our estimated ranges include other published
estimates.6,17- 21
HOW MANY WOMEN ARE OVERDIAGNOSED BECAUSE OF SCREENING MAMMOGRAPHY?
ABSTRACT
|
METHODOLOGICAL APPROACH: GENERAL PRINCIPLES
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HOW MANY BREAST CANCER DEATHS ARE AVOIDED BY SCREENING MAMMOGRAPHY?
|
HOW MANY FALSE ALARMS ARE CAUSED BY SCREENING MAMMOGRAPHY?
|
HOW MANY WOMEN ARE OVERDIAGNOSED BECAUSE OF SCREENING MAMMOGRAPHY?
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PERSPECTIVE AND LIMITATIONS
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CONCLUSIONS
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ARTICLE INFORMATION
|
REFERENCES
Lower-Bound Estimate
Our
lower-bound estimate for the number of women overdiagnosed comes from
the long-term follow-up of the Malmö randomized trial of screening
mammography.25
This 15-year follow-up study after the completion of the trial
represents the highest-quality evidence that overdiagnosis is a
consequence of screening mammography.26
The Malmö study25
likely provides a low estimate of the risk of overdiagnosis from annual
mammography because the screening interval was 18 to 24 months—less
frequent screening likely lowers the risk of overdiagnosis. More
importantly, the Malmö data underestimates current overdiagnosis because
the trial took place in the late 1970s and 1980s, a time when the
resolution of mammography images was substantially lower and the
mammographer’s threshold to detect an abnormality was substantially
higher than current practice. Only 9% of the cancers detected in the
Malmö screening arm were ductal carcinoma in situ; currently 22% are
ductal carcinoma in situ in the United States (combining screened and
not screened).1
The Malmö study25
provides overdiagnosis rate data for women aged 45 to 54 years (median
age, 49.5 years) and 55 to 69 years (median age, 62 years) at the start
of screening. Table 3
includes the number of overdiagnosed cancers and the person-years of
exposure used to calculate the incidence rates for each group. We
accumulated each rate (assuming a constant rate) over 10 years to
produce our low estimate of the overall risk of overdiagnosis for women
starting at age 50 years and age 60 years, respectively. Because there
are no comparable data for women starting at age 40 years, their risk of
overdiagnosis cannot be estimated.
Table 3. Lower-Bound
Estimates for the Number of Overdiagnosed Breast Cancers Because of a
10-Year Course of Annual Screening Mammograms Using Data From the
Long-term Follow-up of the Malmö Trial25 of Screening Mammographya
Upper-Bound Estimate
We
start with the observed 10-year risk of being diagnosed as having
breast cancer (invasive and ductal carcinoma in situ) in American women
aged 40, 50, and 60 years obtained from DevCan, which was developed by
the National Cancer Institute to compute the risk of developing or dying
from cancer at a specified age using rates from the standard SEER
areas.29 This risk reflects the combined effect of 2 groups: those screened and those not screened.
Table 4
illustrates our calculations for the upper-bound estimate. If one-third
of all breast cancers represent overdiagnosis (and overdiagnosis is
solely a consequence of screening), then the 10-year risk of being
diagnosed as having breast cancer in the absence of screening is simply
two-thirds of the currently observed 10-year risk. To estimate the
analogous risk of diagnosis for a completely screened population
requires the same weighted-average approach used in Table 1
to parcel out the overall risk of death into 2 distinct groups: those
screened and those not screened. In this case we know the overall risk
of diagnosis (the combination of screened and not screened) and have an
estimate of the risk for those not screened. Given the data on current
screening penetration (the same data used in the benefit calculations),
we calculate the analogous risk of diagnosis in a screened population.
The difference is the 10-year risk of overdiagnosis, which, for a woman
starting annual screening at age 50 years, is 14 per 1000.
Figure.
Benefit-Harm Trade-off for a 10-Year Course of Annual Screening Mammography for Women Starting at Age 40, 50, and 60 Years
Reducing
the frequency from annual to every 2 years has been demonstrated to
substantially reduce the harm of false alarms and would be expected to
reduce the harm of overdiagnosis. The Figure is available as “Table 5”
in Supplement 1.
PERSPECTIVE AND LIMITATIONS
ABSTRACT
|
METHODOLOGICAL APPROACH: GENERAL PRINCIPLES
|
HOW MANY BREAST CANCER DEATHS ARE AVOIDED BY SCREENING MAMMOGRAPHY?
|
HOW MANY FALSE ALARMS ARE CAUSED BY SCREENING MAMMOGRAPHY?
|
HOW MANY WOMEN ARE OVERDIAGNOSED BECAUSE OF SCREENING MAMMOGRAPHY?
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PERSPECTIVE AND LIMITATIONS
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CONCLUSIONS
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ARTICLE INFORMATION
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REFERENCES
Our
analysis is limited by the focus on 3 outcomes. There may be other
benefits (eg, less invasive therapies for tumors destined to progress, a
general sense of reassurance provided by a normal mammogram) and other
harms (eg, more radiation exposure, general anxiety about breast cancer)
associated with screening mammography. Unfortunately, there is even
more uncertainty involved in quantifying these outcomes than the 3
considered herein. Our analysis also does not consider the effect of
screening on overall mortality because no study has been able to
demonstrate one.
Some
may be surprised that we did not make use of published data from
meta-analyses, decision models, or the recent independent United Kingdom
(UK) panel review. The meta-analyses focus on the benefit of screening
and are based on randomized trials that largely predate substantial
advances in breast cancer treatment. The Early Breast Cancer Trialists’
Collaborative Group estimated that the combination of adjuvant
chemotherapy and hormonal therapy has cut the death rate in half for
women with estrogen receptor–positive tumors.13
Because the better we are at treating clinically evident disease, the
less benefit there is to screening (eg, there is no point to screen for
pneumonia, since we can treat it), any estimate of benefit from
meta-analyses would be a upper-bound estimate, which we obtained from
the most favorable trial (Swedish Two-County7,8).
We
avoided using estimates from decision models because they are based on
explicit and implicit assumptions that are often not accessible to peer
review—it is very hard to get inside of a model’s “black box.” While we
could have used the extremes from the models, it seemed more prudent to
use the extremes actually observed. The independent UK panel also
acknowledged the lack of precision of their estimates: “Given the
uncertainties around the estimates, the figures quoted give a spurious
impression of accuracy.”30(p2207)
Others
may be surprised that our estimates show a relatively small amount of
benefit. However, this is typical of population-based screening. The
potential to avert breast cancer death is bounded by the probability of
breast cancer death, which is always below 1% for the 3 starting
ages, even when extending the time horizon for benefit to 15 years. And
even under the best of conditions, screening can only remove a fraction
of that risk.
Similarly, the potential for overdiagnosis is bounded by the probability of breast cancer diagnosis,
which is always below 5% for the 3 starting ages. Given that the upper
bound for diagnosis is higher than that for death, overdiagnosis is more
common than avoiding breast cancer death. The ranges presented herein,
however, cannot clarify how much more common—a little more common or 1
(or 2) orders of magnitude more common.
False
alarms, on the other hand, are very common—much more common than either
the mortality benefit or the harm of overdiagnosis. The consequences of
false-positive results may be much smaller, but the tendency to
minimize their effects as transient has been called into question by
recent research documenting that anxiety may persist for at least 3
years and produce psychological morbidity roughly in-between the
experience of healthy women and women with breast cancer.31
Again, we emphasize that false-positive results are less common in
other countries and the data presented herein are generalizable only to
the United States, where false-positive results remain a major problem.
Reducing the harms of both overdiagnosis and false alarms was the
primary motivation behind efforts by the US Preventive Services Task
Force (and others) to lengthen the screening interval from annual to
biennial.32
CONCLUSIONS
ABSTRACT
|
METHODOLOGICAL APPROACH: GENERAL PRINCIPLES
|
HOW MANY BREAST CANCER DEATHS ARE AVOIDED BY SCREENING MAMMOGRAPHY?
|
HOW MANY FALSE ALARMS ARE CAUSED BY SCREENING MAMMOGRAPHY?
|
HOW MANY WOMEN ARE OVERDIAGNOSED BECAUSE OF SCREENING MAMMOGRAPHY?
|
PERSPECTIVE AND LIMITATIONS
|
CONCLUSIONS
|
ARTICLE INFORMATION
|
REFERENCES
We
hope that these data are sufficient for some women to make the decision
about whether or not to be screened. Some may choose to pursue
screening, valuing any potential for benefit as warranting the
accompanying harms. Others may choose not to pursue screening, valuing
the plausible range for the magnitude of the harms as being too great to
justify pursuing the relatively small benefit.
We
recognize, however, that for many women these ranges may not be
sufficiently precise to make an informed choice. And if these data prove
to be insufficient for most women, the next logical question is the
following: What level of precision is needed for each outcome—breast
cancer deaths avoided, false alarms, and overdiagnosis—to allow most
women to make a decision?
Our
suspicion is that the top priority for most women would be to have a
more precise estimate of the benefit in the current treatment era. It
has been 50 years since a randomized trial of screening mammography has
been done in the United States. Given the exposure of tens of millions
American women to this intervention, perhaps we are due for a second
look.
ARTICLE INFORMATION
ABSTRACT
|
METHODOLOGICAL APPROACH: GENERAL PRINCIPLES
|
HOW MANY BREAST CANCER DEATHS ARE AVOIDED BY SCREENING MAMMOGRAPHY?
|
HOW MANY FALSE ALARMS ARE CAUSED BY SCREENING MAMMOGRAPHY?
|
HOW MANY WOMEN ARE OVERDIAGNOSED BECAUSE OF SCREENING MAMMOGRAPHY?
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PERSPECTIVE AND LIMITATIONS
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CONCLUSIONS
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ARTICLE INFORMATION
|
REFERENCES
Accepted for Publication: October 28, 2013.
Published Online: December 30, 2013. doi:10.1001/jamainternmed.2013.13635.
Study concept and design: Welch and Passow.
Acquisition of data: Welch and Passow.
Analysis and interpretation of data: Welch and Passow.
Drafting of the manuscript: Welch and Passow.
Critical revision of the manuscript for important intellectual content: Welch and Passow.
Statistical analysis: Passow.
Conflict of Interest Disclosures: None reported.
REFERENCES
ABSTRACT
|
METHODOLOGICAL APPROACH: GENERAL PRINCIPLES
|
HOW MANY BREAST CANCER DEATHS ARE AVOIDED BY SCREENING MAMMOGRAPHY?
|
HOW MANY FALSE ALARMS ARE CAUSED BY SCREENING MAMMOGRAPHY?
|
HOW MANY WOMEN ARE OVERDIAGNOSED BECAUSE OF SCREENING MAMMOGRAPHY?
|
PERSPECTIVE AND LIMITATIONS
|
CONCLUSIONS
|
ARTICLE INFORMATION
|
REFERENCES
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